General Securities Sales Supervisor (Series 10) Practice Exam 2025 - Free Series 10 Practice Questions and Study Guide Flash Cards

Question: 1 / 400

Which of the following is a requirement for firms when recommending securities to customers?

?

B The firm should disclose ownership of securities by anybody in the firm

Subscribe

Get the latest from Examzify

You can unsubscribe at any time. Read our privacy policy